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Method guide · Kaizen and continuous improvement

Kaizen: meaning, principles, kaizen events and how an idea gets closed

Short answer

Kaizen is Japanese for change for the better. In a plant it means continuous improvement made in small steps, every day, by the operators, supervisors and engineers who own the work. Each change is tried on the line, checked against a number, and kept as the new standard only if it worked, so the next improvement starts from a higher base.

Kaizen is the habit of improving the work a little at a time, with everyone taking part. A problem is spotted on the floor, an idea is raised, the team tests a fix with plan, do, check, act, and a fix that works becomes the standard way of working. Most kaizen is small and daily. A kaizen event is a short, focused burst of the same method on one area, usually three to five days.

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What does kaizen mean?

The word joins two Japanese characters: kai, to change, and zen, good. Read together they mean a change for the better, and in everyday Japanese the word is not special; it is used for any improvement. Lean manufacturing gave it a narrower sense: steady improvement of a process by the people who run it, at low cost, with no end date.

On a shop floor you will hear kaizen used three ways. It is a mindset, the belief that every process can be made better and that the operator knows where. It is a daily practice, the small fixes a team makes and records each week. And it is shorthand for a kaizen event, a few days when a team stops normal work to improve one area. The three are connected, and confusing them is the root of most failed programmes, so this guide keeps them apart.

Kaizen is not a cost-cutting drive, a suggestion box, or a one-week project that is finished on Friday. A plant can run a dozen kaizen events a year and still not have kaizen, if nothing changes between the events. For a list of real improvement ideas sorted by department, see 120 kaizen ideas.

Where kaizen came from: Toyota and Masaaki Imai

Kaizen grew up inside the Toyota Production System in the decades after the Second World War. Taiichi Ohno's book Toyota Production System: Beyond Large-Scale Production (English edition, Productivity Press, 1988) treats standard work and its constant revision as the base the rest of the system stands on: a standard is written so that it can be improved, and an operator who finds a better way is expected to change it. Toyota's suggestion system and its small-group activities gave every team a route to do that.

The word reached Western managers through Masaaki Imai. His book Kaizen: The Key to Japan's Competitive Success (McGraw-Hill, 1986) argued that Japanese plants won by improving process a little at a time, with everybody involved, rather than by large investments alone. His second book, Gemba Kaizen (McGraw-Hill, 1997), moved the idea to the floor: go to the gemba, keep standards, practise 5S, remove waste. Both are still the clearest statement of what kaizen was meant to be.

The kaizen event came later, as Western consultants packaged the method into a few intensive days that could show results quickly. That format is useful, but it is a container for kaizen, not the thing itself. Types of kaizen follows the method from daily improvement to radical change.

The six principles of kaizen

Lists of kaizen principles run from five to ten items, and none is official. These six cover what the longer lists say, in the words a supervisor can use at a huddle. They match the free kaizen principles poster.

  • Go to the gemba. Look at the work where it happens, with the people doing it, before you decide what is wrong. A problem described in a meeting room is usually a different problem from the one on the line.
  • Facts, not opinions. Count or time the thing before you change it and again after. A tally sheet for one shift beats an hour of debate.
  • Fix the process, not the person. When something goes wrong, ask what in the method, the tool or the layout allowed it. Blame stops people raising problems, and kaizen runs on problems being raised.
  • Small steps, now. A simple change tried today teaches more than a perfect plan next quarter. Keep each change small enough to undo if it does not work.
  • Standardize, then improve. Without a written standard there is nothing to improve on and no way to tell whether a change helped. Every change that works is written into the standard.
  • Everyone takes part. The operator on the line sees waste that no engineer will, and the supervisor's job includes answering every idea. Kaizen done only by a CI team is a project office, not kaizen.

The five elements of kaizen covers the structures, such as quality circles and a suggestion system, that keep the principles running.

How kaizen works: PDCA and SDCA

Every kaizen, from a five-minute fix to a five-day event, runs on the same loop: plan, do, check, act. Plan the change and say what number should move. Do it on a small scale, one machine or one shift. Check the number against what you predicted. Act: keep the change and write it into the standard, or drop it and try the next idea. The PDSA and PDCA guide explains the cycle and where it came from.

Imai pairs PDCA with a second loop, SDCA: standardize, do, check, act. SDCA holds the current standard steady; PDCA raises it. A team that only runs PDCA keeps improving a process that drifts back the moment attention moves on. A team that only runs SDCA keeps a process stable but never better. In practice the daily huddle runs SDCA (are we working to the standard, and if not, why), and the ideas that come out of it start a PDCA.

The loop every kaizen runs

  1. 1

    Plan

    The change and the number it should move
  2. 2

    Do

    Try it on one shift or one machine
  3. 3

    Check

    Count again against the prediction
  4. 4

    Act

    Write it into the standard, or drop it

Back to Plan, from the new standard

A change that works becomes the standard, and the next cycle starts from it.
The two loops of kaizen
LoopJobWho runs itWhere you see it
SDCA: standardize, do, check, actHold the current best way and catch driftOperators and the supervisor, every shiftStandard work at the station, the shift huddle, layered audits
PDCA: plan, do, check, actRaise the standard with a tested changeThe person or team with the idea, coached by the supervisorQuick kaizen sheets, A3s, kaizen events

The free [PDCA template](/templates/pdca-template) puts one cycle on one page, and the [quick kaizen template](/templates/quick-kaizen-template) is the shortest form of it: before, after, cause, countermeasure, result, and whether the standard changed.

Kaizen vs kaizen event vs kaikaku

The same method comes in different sizes. The size is chosen by the problem: how many people it touches, how much it costs to try, and how long it takes to prove.

Kinds of kaizen, from daily to radical
KindWhoHow longTypical tools
Daily kaizen (point or quick kaizen)One operator or a pair, at their own stationMinutes to a few daysQuick kaizen sheet, before and after photo
Kaizen teian (suggestion system)Anyone, through an idea card, board or appAnswered in days, done in days to weeksIdea form, suggestion board
Kaizen event (kaizen blitz, rapid improvement event, kaizen workshop)A small cross-functional team taken off normal workUsually 3 to 5 days on the floor, with preparation before and about 30 days of follow-upCharter, value stream map, standard work, 5S, line balancing
Project kaizenA leader and a part-time teamWeeks to monthsA3, DMAIC, PDCA with a project plan
Kaikaku (radical change)Plant leadershipA planned redesign over monthsNew layout, new line, new process

Kaikaku means reform, and it is the opposite end of the scale: a large step change decided from the top. It is not kaizen, but plants that have done kaizen for years are the ones that make kaikaku stick, because their people already work to standards and change them.

What a kaizen event is, and is not

A kaizen event is a planned, time-boxed push on one problem in one area. A typical event has a charter agreed a few weeks before (problem, scope, target, team), a first day of training and studying the current state on the floor, two or three days of trying changes, and a last day of writing the new standard and reporting out. The follow-up list after the event matters as much as the week itself: actions not finished in the week get an owner and a date, and the area is checked at 30 days. Kaizen events: planning and execution covers each day.

Use an event when the fix needs several functions in the room at once (production, maintenance, quality, engineering) and a layout or a standard has to change across a whole area. Do not use one for a problem a single operator could fix this afternoon. The kaizen event charter, preparation checklist and facilitator kit cover the event from scoping to report-out.

Flow kaizen and process kaizen

Mike Rother and John Shook's Learning to See (Lean Enterprise Institute, 1999) splits kaizen by level. Flow kaizen improves the whole value stream, the movement of material and information between processes, and is a management job. Process kaizen removes waste inside one process and belongs to the team that runs it. A plant needs both: process kaizen on its own polishes stations that may not be the constraint, and flow kaizen on its own redraws maps that nobody on the line has helped to change.

How a kaizen idea moves from tag to closed

Most kaizen programmes do not fail for lack of ideas. They fail in the middle: the idea is raised, then nobody answers it, or it is done once and never written into the standard. A clear path from the first tag to a closed standard is what keeps people raising the next one.

One idea, from the tag to a closed standard

  1. 1Operator

    Spot it

  2. 2Operator

    Raise it

  3. 3Supervisor

    Answer it

  4. 4Decision

    Small, safe and inside the team's own area?

    Yes:
    do it this shift, or on a quick kaizen sheet
    No:
    a kaizen event, an A3 or a DMAIC project
  5. 5Owner

    Plan, do, check, act

  6. 6Supervisor

    Make it the standard

  7. 7Team

    Close it and share it

Every idea gets an answer at the next huddle; its size decides the route.
  1. 1

    Spot it

    An operator notices waste, a near miss or a recurring nuisance during the shift: a long walk, a part that fights the fixture, a check done twice.

  2. 2

    Raise it

    The operator writes one idea per card or tag: what happens now, where, and what they suggest. A photo helps. The card goes on the team's suggestion board, or the tag is raised on a phone from a QR code at the station.

  3. 3

    Answer it

    The supervisor reviews new ideas at the next huddle and gives every one an answer: approved, approved with changes, parked with a reason, or not this time with a reason. Set a response time, for example two working days, and track it. An unanswered idea is the fastest way to stop the next one.

  4. 4

    Choose the route

    Size decides the route. Safe, cheap and inside the team's own area: just do it this shift. A few days and one owner: a quick kaizen sheet. Several functions or a layout change: a kaizen event. Unknown root cause or large cost: an A3 or a DMAIC project.

  5. 5

    Run plan, do, check, act

    Measure before. Try the change on one shift or one machine. Measure after, against the number you predicted. If it missed, adjust and try again, or drop it and say why.

  6. 6

    Make it the standard

    Update the standard work or SOP, mark the new location or setting on the floor, and teach it to every shift, often with a one-point lesson. Without this step the old way comes back within weeks.

  7. 7

    Close it and share it

    Record the before and after and the result. Close the idea only when the person who raised it agrees the problem has gone. Thank them in front of the team, and send the change to similar lines (yokoten).

A kaizen board or suggestion board at the huddle makes the path visible: columns for submitted, answered, in progress and done, a card per idea and an owner per card. The idea suggestion form has an idea log that counts the days to answer, and the kaizen action tracker holds the actions that come out of events. Kaizen teian covers how a suggestion system answers and rewards ideas, and yokoten how a fix travels to other lines.

A kaizen example: the carton walk in a packing cell

This example is illustrative. A packing cell runs two shifts and packs 480 cases a shift. Flat cartons are kept in a rack 15 metres away, in bundles of 20. The packer raises an idea: I walk to the carton rack all shift, can the cartons come to me?

Plan: count before changing anything

The supervisor approves it at the huddle as a quick kaizen. The packer and the team leader tally one shift: 480 cases need 24 bundles, so 24 trips to the rack. They time five trips; walking there, picking up a bundle and walking back takes about 90 seconds. The prediction: a small flow rack at the cell, refilled by the water spider on his existing route, should cut each fetch to a reach of about 5 seconds.

Do and check: trial, then count again

Illustrative carton fetch time per shift, before and after
StepCalculationResult
Bundles needed per shift480 cases / 20 cartons per bundle24 bundles
Before: time fetching cartons24 trips x 90 s2,160 s, which is 36 minutes
After: time reaching for cartons24 reaches x 5 s120 s, which is 2 minutes
Time returned to the cell36 minutes minus 2 minutes34 minutes a shift
Per day, two shifts34 minutes x 268 minutes a day

Check it the other way: each fetch saves 90 minus 5 = 85 seconds, and 85 s x 24 = 2,040 s, which is 34 minutes a shift. Over a five-day week of two shifts that is 34 x 10 = 340 minutes, or 5 hours 40 minutes. The [kaizen savings calculator](/tools/kaizen-savings-calculator) turns time saved into a yearly figure with your own labour rate.

The trial runs for two shifts with a borrowed rack. The tally after matches the prediction, and the water spider confirms the refill fits into the route he already runs, so the walk has not just moved to someone else.

Act: make it the standard and share it

The rack position is marked on the floor, the rack gets a minimum line and a refill card, the packing standard work is updated, and the night shift gets a one-point lesson. The idea is closed with the packer's agreement and both tally sheets attached. The same change goes to the two other packing cells the next week. The packer's next idea, about label reprints, is on the board by Friday: that is the real result.

Kaizen vs lean vs Six Sigma

Kaizen, lean and Six Sigma overlap, and most plants use all three. The difference is mostly in scale, who does the work, and how much data the problem needs.

Kaizen, lean and Six Sigma compared
KaizenLeanSix Sigma
What it isA habit of small, continuous improvement by everyoneA whole operating system built on flow, pull and waste removalA project method for cutting variation and defects
Typical sizeSmall changes, many of themFrom one cell to the whole value streamOne project with a defined problem and a financial target
Who does itOperators and supervisors, coached by leadersEveryone, led by managementTrained Green Belts and Black Belts with a project team
Main toolsPDCA, quick kaizen sheets, kaizen events, 5SValue stream mapping, standard work, kanban, takt timeDMAIC, statistics, capability studies, designed experiments
Best forWaste and nuisance problems the team can seeLong lead times, stock and poor flowDefects with an unknown cause buried in variation

Kaizen sits inside lean as the improvement engine, and a Six Sigma project is one route an idea can take when the cause is hidden. The [PDCA, DMAIC and A3 poster](/posters/pdca-dmaic-a3-poster) shows when to pick which cycle.

How to start kaizen in one area

Start small and in one place, so the first results are visible and the routine is proven before it spreads. A workable first month in one cell or line:

  • Week 1: write or refresh the standard work for the area, so there is something to improve. Put up a suggestion board at the huddle point.
  • Week 1: agree the answer rule with the supervisor: every idea answered at the next huddle, with a reason if the answer is no.
  • Weeks 2 to 4: ask each person for one small problem a week in a 10 to 15 minute daily slot at the board. Use the daily kaizen routine to run it and count the ideas raised, answered and closed.
  • Week 4: review the closed ideas with the team, put the before and after photos on the board, and pick one larger problem for a quick kaizen or an event.
  • After that: move to the next area only once the first one runs without the CI lead in the room. The model area guide sets out the 90-day version.

The benefits of kaizen covers what a sustained programme delivers, and continuous improvement for beginners sets kaizen among the other improvement methods.

Common kaizen mistakes

  • Treating kaizen as the event. Plants that only run kaizen events get a burst of change twice a year and slide back in between. The daily loop is the kaizen; the event is a booster.
  • Leaving ideas unanswered. A suggestion box opened once a month teaches people that ideas go nowhere. Answer every one, quickly, even when the answer is no.
  • Improving without a standard. If the current method is not written down, nobody can tell whether a change helped, and the improvement is lost when the person who made it moves shift.
  • Skipping the check. A change that felt better is not a result. Count before and after, even with a tally sheet.
  • Measuring kaizen only in money. Savings matter, but a programme judged only on dollars stops the small safety and ergonomic fixes that build the habit. Count ideas raised, answered and closed as well.
  • Running kaizen through the CI team only. If the CI engineer writes every improvement, the operators are spectators. The CI lead's job is to coach the supervisor who coaches the team.

Kaizen software

Run kaizen in LeanSuite

Each Kaizen runs from charter to closure with A3, DMAIC, PDCA, 8D or your own method, and a recurring issue becomes a Kaizen in one click.

FAQ

Questions about kaizen

  1. It joins two Japanese characters, kai, to change, and zen, good, so it means change for the better. In lean manufacturing it means continuous improvement: small, frequent changes to a process, made by the people who do the work, each one tested and then kept as the new standard.

  2. Kaizen is best defined as continuous, incremental improvement that involves everyone, from operators to managers. It is a daily habit rather than a project: spot a problem, try a small fix with plan, do, check, act, and write the fix into the standard if it works.

  3. The core principle is that many small improvements, made all the time by the people closest to the work, add up to more than occasional big changes. It works through two loops: SDCA holds the current standard steady, and PDCA tests a change and raises the standard when the change works.

  4. Pick one problem you can see at your own workstation. Count or time it for a shift. Try one small change on one shift. Count again and compare with what you expected. If it worked, update the standard work and teach the other shifts; if not, try the next idea. Record the before and after on a one-page quick kaizen sheet.

  5. Kaizen is the ongoing habit of small improvements made every day by everyone. A kaizen event, also called a kaizen blitz or rapid improvement event, is a planned burst of the same method: a small cross-functional team spends usually three to five days improving one area, then follows up for about a month.

  6. Most kaizen events run three to five days on the floor. Around that sit a few weeks of preparation, to agree the charter, team and baseline data, and about 30 days of follow-up to finish open actions and check the new standard is holding.

  7. Kaizen is a habit of many small improvements made by everyone, using simple tools such as PDCA and before and after counts. Six Sigma is a project method run by trained Belts, using DMAIC and statistics to cut variation and defects with a hidden cause. Many plants use kaizen for daily problems and Six Sigma for the few that need data analysis.

  8. At Toyota, kaizen is part of the daily job. Standard work is written so that it can be improved, operators and team leaders are expected to raise and test improvements, and a change that works becomes the new standard. Taiichi Ohno described standard work and its revision as the base of the Toyota Production System.

  9. There is no official list of ten rules; the versions shared on posters vary and have no single source. They usually say, in different words: drop fixed ideas, think about how it can be done instead of why it cannot, start now even if the fix is only half right, correct mistakes at once, use ideas before money, ask why until you reach the cause, and ask many people rather than one expert.

  10. There is no standard twelve-step kaizen method. Every kaizen follows plan, do, check, act. A practical path for one idea has seven steps: spot it, raise it, answer it, choose the route, run plan, do, check, act, make it the standard, and close and share it. Kaizen events add preparation before and follow-up after.

  11. A packer who walks 24 times a shift to a carton rack 15 metres away suggests bringing the cartons to the cell. A flow rack refilled by the water spider cuts each fetch from about 90 seconds to 5, which returns 34 minutes a shift. The rack position and refill are written into the standard and copied to the other packing cells.

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